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The Logic of Securities Laws
The purpose of this paper is to help business lawyers who are not securities law specialists to identify when they have securities law issues in their practices. It is divided into three sections: 1) When is your client issuing securities? (And, when could it, thereby, be engaged in a Ponzi scheme?) 2) When can someone involved in one of your clients’ transaction take a success fee? 3) Under what circumstances can a group of people come together, pool their money and invest as a group?
Securities Law Basics
This article is about securities law, particularly federal and state statutory law, the consequences for ignoring securities laws, and applying the law to unincorporated entity interests.
Interpretive Letters of the General Counsel of the TSSB
Texas Securities Act Revised and Codified
The Texas Securities Act recodification bill has been filed in the 86th session of the Texas Legilature.