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The Texas Journal of Business Law

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Volume 48, Issue No. 3 (Spring 2020)

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A New Trend in Securities Fraud: Punishing People Who Do Bad Things

A New Trend in Securities Fraud: Punishing People Who Do Bad Things

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Securities Exchange Act Exchange Act Securities Act Martin Act 15 USC § 78a Commerce And Trade 15 USC § 78 15 USC § 78m 17 CFR § 229 Commodity and Securities Exchanges 15 USC § 78j 17 CFR § 240 Rule 10b 426 U.S. 438 754 F.3d 159 552 U.S. 148 2004 WL 1263386 2004 WL 1553217 2009 WL 772903 2018 WL 1400 563 U.S. 27 Summary Judgment Shareholder Sexual Harassment Sexual Assault Settlement Agreement Securities Reasonable Person Public Domain Public Company Market Value Malfeasance Law and Economics Investment Insider Trading Fraud Fiduciary Duty Federal Law Directors D&O Criminal Law Contract Civil Penalties Civil Law Capital Investment Board of Directors Blue Sky Laws

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