Search results 101 items matching your search terms. Filter the results Item type Select All/None Blog Post News Item Folder Image Bill Material Collection Webinar Event Content Base opinion Page File case note EasyForm Committee Link New items since Yesterday Last week Last month Ever Sort by relevance date (newest first) alphabetically Getting Your Client Ready to Sell by Brad Whitlock — published Apr 29, 2010 — last modified Nov 15, 2022 09:46 PM — filed under: 2010 Essentials, CLE, Sell, Teaser Selling a business is not for the faint at heart. Most sophisticated buyers will leave no stone unturned in examining a potential purchase target. This is ... Located in Member Benefits / CLE Materials / 2010 Essential Business Law City of Fergus Falls, Minnesota, §5.M; §6.J; Rule 139.15, 3/1/1996 by Portal Admin — last modified Nov 15, 2022 09:41 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee §5.M available for revenue bond offering by a political subdivision of the State of Minnesota. Issuer was to use the offering proceeds to loan funds to a ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters ClearOne Communications, Inc., §5.E; §7; no action recommended; Rule 109.1, 7/13/1905 by Portal Admin — last modified Nov 15, 2022 09:41 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee No action recommended to require registration of stock to be issued to Texas residents in connection with a settlement of securities class action lawsuit, even ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters Coil Tubing Technologies, Inc., §7; no action recommended, 9/15/1910 by Portal Admin — last modified Nov 15, 2022 09:41 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee No action recommended to require registration of additional shares of Coil Tubing stock to be issued in connection with settlement of lawsuit. Coil Tubing ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters Collins/Bay Island Securities LLC, §5.H; §12; Rule 109.5; Rule 139.22, 7/1/1902 by Portal Admin — last modified Nov 15, 2022 09:41 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee Rule 109.3 [now Rule 109.5] exemption from registration as dealer available where company would solicit investments solely from financial institutions or other ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters CompUSA Inc., §7; no action recommended, 6/15/1993 by Portal Admin — last modified Nov 15, 2022 09:41 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee No action recommended to require registration of guarantees to be issued by subsidiaries of CompUSA Inc. in connection with CompUSA’s issuance of senior ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters Cookson America, Inc., §5.I(b); Rule 109.13(g), 4/10/1996 by Portal Admin — last modified Nov 15, 2022 09:41 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee §5.I(b) available for sales of interests in a 401(k) savings plan and master savings trust offered to employees of the plan’s sponsor and its subsidiaries. The ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters CoreStates Securities Corp, §5.H; Rule 109.3 [now Rule 109.4(b)], 10/13/1997 by Portal Admin — last modified Nov 15, 2022 09:41 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee §5.H available for those members of the sales force of a registered broker-dealer in Texas who confine their activities to dealing solely with institutional ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters Corpus Christi National Bank, §7; no action recommended, 1/7/1993 by Portal Admin — last modified Nov 15, 2022 09:41 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee No action recommended to require registration of shares of common stock of MCorp Financial, Inc., a debtor-in-possession under Chapter 11 of theBankruptcy Code ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters County of Mesa, Colorado, §5.M; §7; no action recommended, 2/17/1994 by Portal Admin — last modified Nov 15, 2022 09:41 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee §5.M available for revenue bond offering by a political subdivision of the State of Colorado. Issuer was to re-loan the offering proceeds to a 501(c)(3) ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters < Previous 10 items 1 ... 3 4 5 6 7 8 9 ... 11 Next 10 items > Subscribe to an always-updated RSS feed.