CoreStates Securities Corp, §5.H; Rule 109.3 [now Rule 109.4(b)], 10/13/1997

§5.H available for those members of the sales force of a registered broker-dealer in Texas who confine their activities to dealing solely with institutional customers of the kinds described in §5.H and Rule 109.3 [now 109.4(b)].

The link address is: /committees/securities-law-committee/securities-law-committee-resources/no-action-letters/corestates-securities-corp-ss5-h-rule-109-3-now-rule-109-4-b-10-13-1997.pdf/@@download/file