Search results 209 items matching your search terms. Filter the results Item type Select All/None Material Event Link Blog Post Page Webinar File Folder Bill case note EasyForm Committee Image Content Base News Item Collection opinion New items since Yesterday Last week Last month Ever Sort by relevance date (newest first) alphabetically Corpus Christi National Bank, §7; no action recommended, 1/7/1993 by Portal Admin — last modified Nov 15, 2022 09:41 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee No action recommended to require registration of shares of common stock of MCorp Financial, Inc., a debtor-in-possession under Chapter 11 of theBankruptcy Code ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters County of Mesa, Colorado, §5.M; §7; no action recommended, 2/17/1994 by Portal Admin — last modified Nov 15, 2022 09:41 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee §5.M available for revenue bond offering by a political subdivision of the State of Colorado. Issuer was to re-loan the offering proceeds to a 501(c)(3) ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters Dean Witter Financial Services Group, Inc., §5.I(b), 6/3/1993 by Portal Admin — last modified Nov 15, 2022 09:41 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee §5.I(b) available for the sales of interests in an unfunded deferred compensation plan to employees of the issuer and its subsidiaries. Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters Fourth Financial Corporation, §6.F; §5.R; §5.G, 6/17/1993 by Portal Admin — last modified Nov 15, 2022 09:41 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee §6.F and §5.R as well as §5.G available for a merger of a bank holding company with a subsidiary of a bank holding company where merger consideration was ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters GemStar Associates, §4.A; §7, 1/20/1993 by Portal Admin — last modified Nov 15, 2022 09:42 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee GemStar Inventory Consignment Program falls within the definition of “security”; therefore, the interests in the program must be registered unless an exemption ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters General Cellular Corporation, §5.E, 8/2/1993 by Portal Admin — last modified Nov 15, 2022 09:42 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee §5.E available for rights offering to existing stockholders where no commission was paid. Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters Beazer Homes U.S.A. Inc. §6(F) §7 Rule 111.2 No Action Recommended 1/27/1994 by Portal Admin — last modified Nov 15, 2022 09:35 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee §6.F available for issuance of senior notes by an issuer approved for listing on NYSE which were guaranteed by issuer’s subsidiaries. The subsidiary guarantees ... Located in Committees / Securities Law Committee / Interpretive and Exemptive Letters C.S.B. Bancshares, Inc., §5.G, 5/19/1993 by Portal Admin — last modified Nov 15, 2022 09:35 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee §5.G available for reorganization by merger of a bank into a single bank holding company in which shareholders of the bank may exchange their shares of bank ... Located in Committees / Securities Law Committee / Interpretive and Exemptive Letters EPCMS-IPA, Inc., §7; §12; no action recommended, 5/12/1994 by Portal Admin — last modified Nov 15, 2022 09:36 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee No action recommended to require registration of shares to be issued by corporation to act as network of physicians and other health care providers where ... Located in Committees / Securities Law Committee / Interpretive and Exemptive Letters Membership Benefits by Portal Admin — published Feb 09, 2018 — last modified Mar 24, 2021 05:01 PM .. Located in About < Previous 10 items 1 ... 3 4 5 6 7 8 9 ... 21 Next 10 items > Subscribe to an always-updated RSS feed.