Search results 209 items matching your search terms. Filter the results Item type Select All/None EasyForm Bill Folder Event Webinar Collection Blog Post case note Image Link File Material Content Base opinion Page News Item Committee New items since Yesterday Last week Last month Ever Sort by relevance date (newest first) alphabetically Austin Diagnostic Clinic Association, §7; §12; no action recommended, 3/24/1997 by Portal Admin — last modified Nov 15, 2022 09:35 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee No action recommended to require registration of the distribution of limited partnership interests as bonus compensation to existing shareholders of Austin ... Located in Committees / Securities Law Committee / Interpretive and Exemptive Letters Bryan-College Station Financial Holding Company, §7; §12; no action recommended, 10/17/1997 by Portal Admin — last modified Nov 15, 2022 09:35 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee No action recommended to require registration of the issuance of shares of a proposed thrift holding company conducting a public offering registered with the ... Located in Committees / Securities Law Committee / Interpretive and Exemptive Letters City of Fergus Falls, Minnesota, §5.M; §6.J; Rule 139.15, 3/1/1996 by Portal Admin — last modified Nov 15, 2022 09:41 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee §5.M available for revenue bond offering by a political subdivision of the State of Minnesota. Issuer was to use the offering proceeds to loan funds to a ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters Cookson America, Inc., §5.I(b); Rule 109.13(g), 4/10/1996 by Portal Admin — last modified Nov 15, 2022 09:41 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee §5.I(b) available for sales of interests in a 401(k) savings plan and master savings trust offered to employees of the plan’s sponsor and its subsidiaries. The ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters Grand Casinos, Inc., §6.F; §7; no action recommended, 10/20/1995 by Portal Admin — last modified Nov 15, 2022 09:42 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee §6.F available for issuance of notes by an issuer listed on NYSE. No action recommended to require registration of guarantees of such notes by issuer’s ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters Amnex Inc. Acquisition Of Capital Network System, Inc.; §5.G, 6/26/1996 by Portal Admin — published Jun 26, 1996 — last modified Nov 15, 2022 09:35 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee Wisconsin Insurance Commissioner required Ambac to establish a Segregated Account following losses inAmbac's insurance portfolio and resulting downgrades of ... Located in Committees / Securities Law Committee / Interpretive and Exemptive Letters Assemblies of God Loan Fund, §5.R; §6.J, 1/20/1995 by Portal Admin — last modified Nov 15, 2022 09:35 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee §6.J available for notes offering by not-for-profit corporation organized under Missouri law exclusively for religious, charitable and educational purposes. ... Located in Committees / Securities Law Committee / Interpretive and Exemptive Letters Ethan Allen, Inc., §6.F; §7; no action recommended, 2/2/1995 by Portal Admin — last modified Nov 15, 2022 09:36 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee As a supplement to no-action letter dated 11/18/94, staff confirms no action recommendation would also apply to an additional subsidiary guaranty of notes ... Located in Committees / Securities Law Committee / Interpretive and Exemptive Letters Ethan Allen Inc., §6.F; §7; no action recommended, 11/18/1994 by Portal Admin — last modified Nov 15, 2022 09:36 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee §6.F available for solicitation of consents to amend indenture governing notes by an issuer listed on NYSE and related guarantees by issuer’s subsidiaries. The ... Located in Committees / Securities Law Committee / Interpretive and Exemptive Letters CompUSA Inc., §7; no action recommended, 6/15/1993 by Portal Admin — last modified Nov 15, 2022 09:41 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee No action recommended to require registration of guarantees to be issued by subsidiaries of CompUSA Inc. in connection with CompUSA’s issuance of senior ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters < Previous 10 items 1 2 3 4 5 6 7 8 ... 21 Next 10 items > Subscribe to an always-updated RSS feed.