John R. Fahy

John practices securities law, advising broker-dealers, investment advisers, and issuers on regulatory and compliance matters. He helps ensure that people seeking venture capital understand the nuances and hurdles so they can be set up correctly from the beginning in order to avoid complex and costly security enforcement issues. John is experienced in preparing public and private offering documents, SEC filings and corporate documentation. He also represents clients in inquiries and investigations by the SEC, FINRA, the Texas State Securities Board, and other securities regulators and advises on compliance issues.