Search results 252 items matching your search terms. Filter the results Item type Select All/None EasyForm Bill Folder Event Webinar Collection Blog Post case note Image Link File Material Content Base opinion Page News Item Committee New items since Yesterday Last week Last month Ever Sort by relevance date (newest first) alphabetically Atlanta Marriott Marquis II Limited Partnership §5(G) 11/21/1997 by General Counsel of TSSB — last modified Mar 21, 2019 02:01 AM — filed under: TSSB Interpretive Letter § 5.G unavailable for the proposed sale or transfer of limited partnership interests of one Delaware limited partnership (the “Surviving Partnership”) in ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters Austin Diagnostic Clinic Association, §7; §12; no action recommended, 3/24/1997 by General Counsel of TSSB — last modified Mar 21, 2019 02:01 AM — filed under: TSSB Interpretive Letter No action recommended to require registration of the distribution of limited partnership interests as bonus compensation to existing shareholders of Austin ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters Beazer Homes U.S.A. Inc. §6(F) §7 Rule 111.2 No Action Recommended 1/27/1994 by General Counsel of TSSB — last modified Mar 21, 2019 02:01 AM — filed under: TSSB Interpretive Letter §6.F available for issuance of senior notes by an issuer approved for listing on NYSE which were guaranteed by issuer’s subsidiaries. The subsidiary guarantees ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters Bryan-College Station Financial Holding Company, §7; §12; no action recommended, 10/17/1997 by General Counsel of TSSB — last modified Mar 21, 2019 02:01 AM — filed under: TSSB Interpretive Letter No action recommended to require registration of the issuance of shares of a proposed thrift holding company conducting a public offering registered with the ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters C.S.B. Bancshares, Inc., §5.G, 5/19/1993 by General Counsel of TSSB — last modified Mar 21, 2019 02:01 AM — filed under: TSSB Interpretive Letter §5.G available for reorganization by merger of a bank into a single bank holding company in which shareholders of the bank may exchange their shares of bank ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters California Baptist Foundation $10,000,000 Church Loan Fund, §6.J, 3/10/1997 by General Counsel of TSSB — last modified Mar 21, 2019 02:02 AM — filed under: TSSB Interpretive Letter §6.J available for the sale of “collateralized certificates of participation,” which are debt instruments, issued and payable by the California Baptist ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters CBOE Holdings, Inc., §7; §12; no action recommended, 7/3/1909 by General Counsel of TSSB — last modified Mar 21, 2019 02:02 AM — filed under: TSSB Interpretive Letter No action recommended to require registration of common stock of holding company to be issued to members of subsidiary Chicago Board Options Exchange Inc. in ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters Central Vermont Public Service Corporation, §5.E, 1/7/1993 by General Counsel of TSSB — last modified Mar 21, 2019 02:02 AM — filed under: TSSB Interpretive Letter §5.E available for Dividend Reinvestment and Common Stock Purchase Plan (the “Plan”), where Plan permits the company’s stockholders (and the company’s ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters Citibank, N.A. – Investment Adviser Activities, §12; no action recommended, 4/15/1998 by General Counsel of TSSB — last modified Mar 21, 2019 02:02 AM — filed under: TSSB Interpretive Letter No action recommended to require registration or notice filing by Citibank, N.A., a national banking association (“Citibank”), as an investment adviser in ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters City of Fergus Falls, Minnesota, §5.M; §6.J; Rule 139.15, 3/1/1996 by General Counsel of TSSB — last modified Mar 21, 2019 02:02 AM — filed under: TSSB Interpretive Letter §5.M available for revenue bond offering by a political subdivision of the State of Minnesota. Issuer was to use the offering proceeds to loan funds to a ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters < Previous 10 items 1 2 3 4 5 6 7 ... 26 Next 10 items > Subscribe to an always-updated RSS feed.