Search results 54 items matching your search terms. Filter the results Item type Select All/None EasyForm Bill Folder Event Webinar Collection Blog Post case note Image Link File Material Content Base opinion Page News Item Committee New items since Yesterday Last week Last month Ever Sort by relevance date (newest first) alphabetically Atlanta Marriott Marquis II Limited Partnership §5(G) 11/21/1997 by Portal Admin — last modified Nov 15, 2022 09:35 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee § 5.G unavailable for the proposed sale or transfer of limited partnership interests of one Delaware limited partnership (the “Surviving Partnership”) in ... Located in Committees / Securities Law Committee / Interpretive and Exemptive Letters Austin Diagnostic Clinic Association, §7; §12; no action recommended, 3/24/1997 by Portal Admin — last modified Nov 15, 2022 09:35 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee No action recommended to require registration of the distribution of limited partnership interests as bonus compensation to existing shareholders of Austin ... Located in Committees / Securities Law Committee / Interpretive and Exemptive Letters Beazer Homes U.S.A. Inc. §6(F) §7 Rule 111.2 No Action Recommended 1/27/1994 by Portal Admin — last modified Nov 15, 2022 09:35 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee §6.F available for issuance of senior notes by an issuer approved for listing on NYSE which were guaranteed by issuer’s subsidiaries. The subsidiary guarantees ... Located in Committees / Securities Law Committee / Interpretive and Exemptive Letters Bryan-College Station Financial Holding Company, §7; §12; no action recommended, 10/17/1997 by Portal Admin — last modified Nov 15, 2022 09:35 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee No action recommended to require registration of the issuance of shares of a proposed thrift holding company conducting a public offering registered with the ... Located in Committees / Securities Law Committee / Interpretive and Exemptive Letters C.S.B. Bancshares, Inc., §5.G, 5/19/1993 by Portal Admin — last modified Nov 15, 2022 09:35 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee §5.G available for reorganization by merger of a bank into a single bank holding company in which shareholders of the bank may exchange their shares of bank ... Located in Committees / Securities Law Committee / Interpretive and Exemptive Letters City of Fergus Falls, Minnesota, §5.M; §6.J; Rule 139.15, 3/1/1996 by Portal Admin — last modified Nov 15, 2022 09:41 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee §5.M available for revenue bond offering by a political subdivision of the State of Minnesota. Issuer was to use the offering proceeds to loan funds to a ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters ClearOne Communications, Inc., §5.E; §7; no action recommended; Rule 109.1, 7/13/1905 by Portal Admin — last modified Nov 15, 2022 09:41 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee No action recommended to require registration of stock to be issued to Texas residents in connection with a settlement of securities class action lawsuit, even ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters Coil Tubing Technologies, Inc., §7; no action recommended, 9/15/1910 by Portal Admin — last modified Nov 15, 2022 09:41 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee No action recommended to require registration of additional shares of Coil Tubing stock to be issued in connection with settlement of lawsuit. Coil Tubing ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters Collins/Bay Island Securities LLC, §5.H; §12; Rule 109.5; Rule 139.22, 7/1/1902 by Portal Admin — last modified Nov 15, 2022 09:41 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee Rule 109.3 [now Rule 109.5] exemption from registration as dealer available where company would solicit investments solely from financial institutions or other ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters CompUSA Inc., §7; no action recommended, 6/15/1993 by Portal Admin — last modified Nov 15, 2022 09:41 PM — filed under: TSSB Interpretive Letter, Teaser, Securities Law Committee No action recommended to require registration of guarantees to be issued by subsidiaries of CompUSA Inc. in connection with CompUSA’s issuance of senior ... Located in Committees / … / Securities Law Committee Resources / Interpretive and Exemptive Letters < Previous 10 items 1 2 3 4 5 6 Next 10 items > Subscribe to an always-updated RSS feed.