United Austin Holdings, Inc., §12; Rule 139.9; no action recommended, 2/9/1993

No action recommended to require dealer registration for savings and loan holding company or its officers and directors in connection with sales of holding company securities where the holding company was subject to similar regulation as bank holding company.

United Austin Holdings Inc Ss12 Rule 139 9 No Action Recommended 2 9 1993.pdf (PDF/ 63KB)