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News items related to Securities Law Committee.
by Securities Law Committee
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last modified
Sep 23, 2022 10:20 PM
The SEC issued a risk alert on Monday (attached) about the new SEC’s Investment Adviser marketing rule, which becomes effective on November 4, 2022. It is worth a read.
by Securities Law Committee
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last modified
Jan 08, 2023 10:09 PM
Per the attached release, the SEC has increased the Emerging Growth Company maximum revenue threshold to $1,235,000,000. The Crowdfunding threshold is unchanged.
by admin
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last modified
Sep 23, 2022 10:17 PM
Findings Related to the Former SEC Ombudsman The U.S. Securities and Exchange Commission (SEC) Office of Inspector ...
by John R. Fahy
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last modified
Apr 04, 2019 03:19 PM
The Texas Securities Act recodification bill has been filed in the 86th session of the Texas Legilature.
by Securities Law Committee
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last modified
Mar 19, 2019 12:27 AM
by cbmattick
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last modified
Sep 23, 2022 09:38 PM
by cbmattick
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last modified
Sep 23, 2022 10:15 PM